Operational Risk

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There is a broad range of operational risks that investment managers must contend with in their day-to-day business, and that institutional investors must assess as part of their due diligence and allocation processes.

27 Mar 2024

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Discussions around trade errors, omissions, and breaches are sensitive given it is not a “zero failure” environment. In this memo, we explore the spectrum of approaches and treatment of these and highlight how investors and managers can improve dialogue for mutual success.

Memo

Related topics:

Operational Risk

Resources on Operational Risk

Trade Errors, Omissions, & Breaches – Pursuing Operational Excellence

Cyber Security