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Governance

Strengthening governance arrangements and facilitating better investor due diligence is at the heart of the SBAI.

The SBAI Alternative Investment Standards cover governance at both firm and fund level. This may include organisational structures and process controls at the firm level, and the oversight from the fund governing body and asset managers at the fund level. 

Our governance toolbox supports these standards by providing additional guidance and transparency tools to ensure asset managers have strong governance controls in place.

Resources on Governance

Governance.jpg
26 Jan 2024

GP-Led Secondaries: New SEC Rules Impact on Valuations and Conflicts of Interest

The Securities and Exchange Commission (SEC) has introduced new rules to address conflicts of interest when advisers offer investors the choice between selling or exchanging their interests in a private fund for interests in another vehicle managed by the adviser or related parties. In this piece, we explore the impacts of these new rules for investors and managers and highlight considerations for effective implementation.

Memo
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Cyber security.jpg
06 Oct 2020

Cash Handling & Cyber Security

Cash movements in hedge funds are vulnerable to cyber-attacks. Historical controls have focused more on internal fraud but in this memo we provide practical guidance for a framework for cash controls to help mitigate the risk of cyber fraud.

Memo
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Governance.jpg
06 May 2020

Conflicts of Interest in Parallel Funds

When running parallel funds there are conflicts of interest that will arise that need to be managed and mitigated appropriately. Our Alternative Investment Standards were updated in 2015 to account for these and this memo looks at how the Standards address these issues.

Memo