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Our Working Groups bring together institutional investors and asset managers to discuss key topics in the alternatives industry.
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The SBAI's Principles for Carbon Footprinting: New Guidance for Alternative Managers and Investors
Regulatory Engagement
SBAI Engages with the SEC

Over the last months, we have continued to engage and meet with the US SEC on a range of proposed rules – raising specific concerns about the unintended consequences of the Safeguarding Advisory Client Assets Rule and the Predictive Analytics Rule.
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Regulatory engagement.jpg

21 Aug 2020

SBAI Responds to ESMA CP Leverage Risks

Consultation Response

Regulatory engagement.jpg

01 Aug 2020

SBAI Responds to ESMA Consultation on Leverage Risks

Consultation Response

Regulatory engagement.jpg

09 Sep 2013

SBAI Responds to ESMA CP Guidelines on Art 3-24

Consultation Response

Regulatory engagement.jpg

27 May 2013

SBAI Responds to ESMA CP on Reporting Obligations

Consultation Response

Regulatory engagement.jpg

27 Sep 2012

SBAI Responds to ESMA CP Guidelines on Sounds Remuneration Policies

Consultation Response

Regulatory engagement.jpg

09 Mar 2012

SBAI Responds to ESMA CP on Short Selling

Consultation Response

Regulatory engagement.jpg

04 Sep 2011

SBAI Responds to ESMA CP Technical Advice to EC on Possible Implementing Measures of AIFMD

Consultation Response

Regulatory engagement.jpg

05 Jul 2010

SBAI Responds to European Commission CP on Short-Selling

Consultation Response

Regulatory engagement.jpg

30 Sep 2009

SBAI Responds to CESR Proposal for a Pan-European Short Selling Disclosure Regime

Consultation Response

Regulatory engagement.jpg

29 Apr 2009

SBAI Statement on European Commission Draft AIFMD

Consultation Response