Toronto Regulatory & Compliance Masterclass with Morgan, Lewis & Bockius
This session is part of a full day of activities in Toronto, please check our main events page for other sessions you can sign up to.
Agenda:
10:00: Registration
10:15: Regulatory and Compliance Masterclass with Morgan, Lewis & Bockius
- SEC trends and enforcement initiatives.
- Direction of enforcement activity under new US administration.
- Risks and opportunities with digital assets and AI adoption.
- Key regulatory initiatives in other jurisdictions.
11:20: Regulation of Alternatives: A global perspective
- Key considerations when establishing investment entities in global jurisdictions.
- Key investment vehicle structuring considerations.
- Regulatory expectations in relation to trading activity, trade and regulatory reporting and other pertinent requirements.
12:10: Exploring developments in legal terms and conditions
- Transparency & Disclosure: exploring the definition of ‘materiality’, ‘negligence’ and ‘wilful misconduct’ from a legal and regulatory perspective.
- Evergreen funds: key legal terms and conditions to be mindful of.
Speakers to be announced
