2025 Toronto Regulatory & Compliance Masterclass with Morgan, Lewis & Bockius

Toronto Regulatory & Compliance Masterclass with Morgan, Lewis & Bockius

This session is part of a full day of activities in Toronto, please check our main events page for other sessions you can sign up to. 

Agenda: 

10:00: Registration

10:15: Regulatory and Compliance Masterclass with Morgan, Lewis & Bockius

  • SEC trends and enforcement initiatives.

  • Direction of enforcement activity under new US administration.

  • Risks and opportunities with digital assets and AI adoption.

  • Key regulatory initiatives in other jurisdictions.

 

11:20: Regulation of Alternatives: A global perspective 

  • Key considerations when establishing investment entities in global jurisdictions.

  • Key investment vehicle structuring considerations.

  • Regulatory expectations in relation to trading activity, trade and regulatory reporting and other pertinent requirements.

 

12:10: Exploring developments in legal terms and conditions

  • Transparency & Disclosure: exploring the definition of ‘materiality’, ‘negligence’ and ‘wilful misconduct’ from a legal and regulatory perspective.
  • Evergreen funds: key legal terms and conditions to be mindful of.